Rhode Island Guidelines: Appendices


Appendix A


RI RULES AND REGULATIONS THAT IMPACT SBHCs

Rules and Regulations for the Licensing of Organized Ambulatory Care Facilities (OACF) (R23-17-OACF) establishes minimum standards for licensed organized abulatory care facilties in this state. The regulations define school-based health centers as an "institution based, non public premises" - "premises" is defined as where the OACF provides direct care services solely to individuals who are members of a defined institution as determined by the Director. This makes it possible for OACFs to sponsor SBHCs without obtaining a certificate of need. OACFs that wish to sponsor a SBHC should send a letter of intent to the Director of Health for approval.

Rules and Regulations for the Health Care Accessibility and Quality Assurance Act (R23-17.13) ensures that those individuals and care entities involved with the delivery of plan coverage in our state meet the standards of this chapter to insure accessibility and quality for their patients. It allows the Department of Health to develop standards for health plans to ensure quality and accessibility of care.

Rules and Regulation For School Health Programs (R16-21-SCHO) defines minimum standards for the provision of health services in school.

Rules and Regulations Pertaining to the Reporting of Communicable, Environmental and Occupational Diseases Communicable Diseases (R 23-5-6, 10, 11, 23-24.6-CD/ERD) (R23-24.5 ASB) establishes standards pertaining to confidentiality and reporting of communicable, occupational, and environmentally related diseases in the state. Diseases which much be reported by licensed physicians to the Department of Health are identified and the manner in which certain diseases need to be reported are described.

Rules and Regualtions For Determination of Need for New Health Care Equipment and New Institutional Health Services (R23-15-CON) establishes minimum standards and procudures regarding the determination of need for the development of new health care equipment and new institutional health services. This regulation states that a licensed OACFs or hospitals providing health care services soley for enrolled students of a recognized educational faciltiy shall be exempt from certificate of need requirements for such SBHC premise. Rules and Regulations Pertaining To Immunization and Testing For Communicable Diseases (R23-1-IMM) establishes standards pertaining to requirements for immunization and testing of communicable diseases, including but not limited to tuberculosis for employees, children and students at any preschool or school in grades Kindergarten -12 in RI.

Appendix B

A recently published MCH Policy Research Brief summarized research findings on the strengths of SBHCs to include:

  • SBHCs eliminate many access barriers faced by adolescents.
  • SBHCs reach under served, low income, and high risk populations.
  • SBHCs are often a sole source of care.
  • SBHCs involve the community in planning and governance.
  • SBHCs meet health care needs specific to children and adolescents without disrupting everyday functioning of other family members.
  • SBHCs provide a variety of services to meet the physical, mental, and social needs of adolescents.
  • Limited data suggest that SBHCs and the services they provide are very popular with parents and families.
  • SBHCs are challenged both to respect the confidentiality of their clients and to respect the rights of family members to be informed of a child's or adolescent's well-being.
  • SBHCs provide care for culturally diverse populations.

Additionally, data on adolescents prepared by the National Adolescent Health Information Center at the University of California San Francisco include:

  • White adolescents are more likely to be insured than non-White adolescents, particularly Hispanics.
  • Adolescents without insurance make fewer visits to the doctor than those with insurance.
  • A cost-benefit analysis conducted in San Francisco showed ratios of $1.38 to $2.00 saved for every dollar expended in SBHCs, based on estimated reductions in use of emergency rooms, lower pregnancies, early prenatal care, and diagnosis of Chlamydia.

In Rhode Island from the 1997 Kids Count Fact book :

  • As of December 1, 1996, there were 52,238 children under age 18 enrolled in RIte Care, Rhode Island's Medicaid Managed Care program. Three quarters of all RIte Care clients are children.
  • Of the 76,560 RIte Care clients enrolled on December 1, 1996, 46% were enrolled in United Healthcare of New England; 33% in Neighborhood Health Plan of RI; 10% in Blue Chip (formerly HMO RI); and 10% in Harvard/Pilgrim Health Care of New England. t Between 1989 and 1993 in RI, there were 8,486 pregnancies to teens ages 14-18.
  • Risk factors for teen pregnancy develop during childhood and include early school failure, early behavioral problems, poverty, and family dysfunction. Both male and female teens are less likely to become teen parents when they have a range of positive life options and economic opportunities.
  • The younger people start smoking cigarettes, the more likely they are to become strongly addicted to nicotine. Eighty-nine percent of adult daily smokers tried their first cigarette by age 18.
  • Teens who smoke are three times more likely than nonsmokers to use alcohol, eight times more likely to use marijuana and 22 times more likely to use cocaine. Smoking is associated with a host of other high risk behaviors, such as fighting and engaging in unprotected sex.
  • Alcohol is the leading substance of abuse at all grade levels in RI. The prevalence of alcohol use is higher than national rates.
  • The number of RI juvenile arrests for drug abuse violations in 1995 was the highest recorded total since 1977. Drug and alcohol offenses referred to Family Court increased 50% between 1994 and 1996, from 691 offenses in 1994 to 1,033 offenses in 1996. Ninety percent of the incarcerated population at the Training School had been regular abusers of illicit substance and alcohol.
  • In Rhode Island in 1994 and 1995, there were 11 gun deaths among teens ages 15-19. Of the forty eight children hospitalized with gunshot wounds, one of the victims was younger than age 5, two were between the ages of 5 and 9, seven were between the ages of 10 and 14, and thirty eight were between the ages of 15 and 19. Twenty two were intentional injuries, twenty two were unintentional injuries and four were of undetermined intention.

According to a 1995 Carnegie Corporation report, Great Transitions: Preparing Adolescents for a New Century:

  • Good schools, caring families, and supportive community institutions help young people make the transition into adulthood - well-educated, committed to families and friends, and prepared to be productive workers and citizens.
  • Adolescents need critical life skills such as problem solving, decision-making, resolving conflict nonviolently, and coping with stress.
  • Adolescents need environments that foster healthy social development, academic and vocational skills, and offer opportunities for recreation and community service.
  • Adolescents need close, ongoing contact with caring and competent adults whose judgement they trust.

Appendix C

The components of the Memorandum of Understanding should:

  • define the relative roles and responsibilities of the parties specifically SBHC and school personnel with counterpart responsibilities;
  • establish protocols for coordination of services including the role of SBHC staff in urgent care;
  • delineate advisory committee formation, mission, and scope of authority;
  • define joint responsibility for planning, priority setting, and oversight;
  • describe methods for resolving differences; and,
  • describe procedures to assure a collaborative relationship between the SBHC staff and school health program staff including health educators, physical education teachers, school nurse teachers, student assistance counselors, school psychologists, guidance counselors, and social workers.

Appendix F

CONFIDENTIALITY LAWS Under RI law, minors can receive care without parental consent or notification for the following services:

  • Emergency Care RI St. 23-4.6-1
    Any person 16 years or older or married may consent to routine emergency medical or surgical care.

  • VD/STD Care RI St. 23-11-11
    Minors can consent to examination and treatment for any STD.

  • Consent to testing and treatment - Reportable communicable disease - RI St. 23-8-1.1
    Persons under 18 years of age may give legal consent for testing, examination and/or treatment for any reportable communicable disease.

  • HIV/AIDS Care RI St. 23-11-17
    The physician or health care provider attending any person (with no reference to age) for a suspected STD shall offer testing for HIV. The identity of the individuals tested under this section shall not be released except as otherwise provided by statute. All persons tested under this section shall be provided pretest and post test counseling.

  • RI St. 23-6-12
    Unless otherwise expected by the provisions of this chapter, no person may be tested for the presence of AIDS, where the test can be identified with a specific individual, unless he or she has given his or her informed consent by his or her signature or that of a parent or guardian.

  • RI St. 23-6-14
    Notwithstanding the provision of 23-6-12, a physician or other health care provider may test for AIDS without informed consent if:
    1. The person is between one and thirteen and appears to be symptomatic of AIDS;
    2. The person to be tested is a minor under the care and authority of the Department of Children, Youth and Families, and the Director of that Department certifies that an AIDS test is necessary to secure health or human services for that person; or
    3. If an emergency, where due to a grave medical or psychiatric condition, it is impossible to obtain consent from either the patient or the parent/guardian.

  • RI St. 23-6-17
    It is unlawful for any person to disclose to a third party the results of an individual's AIDS test without the prior written consent of that individual, or in the case of a minor, the minor's parent or guardian.

  • Drug/Alcohol Treatment RI St. 14-5-3
    In all treatment of a child for substance abuse or chemical dependency, the licensed treatment facility shall require the parents to participate in the treatment. Parental consent is required, except as provided in 14-5-4.

  • RI St. 14-5-4
    In the event a child refuses permission to contact parents to seek parental consent and if, in the judgement of a qualified professional, such contact would not be helpful or would be deleterious to the child who is voluntarily seeking treatment for substance abuse or chemical dependency, then noninvasive, noncustodial treatment services may be provided by a qualified professional without parental consent; provided, however, that during the course of treatment, the qualified professional shall make attempts to obtain permission from the child to obtain parental consent for and involvement in treatment services.

  • Confidentiality of Health Care Information Act Chapter RIGL 5-37.3
    The purpose of this chapter is to establish safeguards for maintaining the integrity of confidential health care information that relates to an individual. Specifically, pursuant to 5-37.3-4 all patient health care information is confidential and may be released only upon written consent of the parent with the exceptions noted in 5-37.3-4(b) which provides that no written consent is required for release of confidential health care information "Between or among qualified personnel and health care providers within the health care system for purposes of coordination of health care services given to the patient..."
    There are no specific RI laws regarding:
    emancipated minors
    minors living apart
    pregnant minor
    minor in the military
    general medical care
    family planning
    contraceptive care
    pregnancy related care
    sexual assault
    outpatient mental health services
    inpatient mental health services.

  • Federal laws
    Medicaid law prohibits the imposition of parental notification for Medicaid covered family planning services. This federal law supersedes state law (however in RI there are no specific provisions for family planning and contraceptive care).

  • 42 Code of Federal Regulations, Part 2 Confidentiality of Alcohol and Drug Abuse Patient Records
    These regulations are stricter than laws regarding confidentiality of health care information. This law applies to any program which provides alcohol/drug abuse diagnosis including assessment and evaluation treatment or referral for treatment.

CHILD ABUSE REPORTING LAWS

  • Duty to report-Deprivation of nutrition or medical treatment RIGL 40-11-3
    Any person who has reasonable cause to know or suspect that any child has been abused or neglected as defined herein or has been a victim of sexual abuse by another child shall, within twenty-four (24) hours, transfer that information to the Department for Children and their Families or its agent who shall cause the report to be investigated immediately.

  • Immunity from liability RIGL 40-11-4
    Any person participating in good faith making a report pursuant to this chapter shall have immunity from any liability, civil or criminal, that might otherwise be incurred or imposed. Any such participant shall have the same immunity with respect to participation in any judicial proceeding resulting from such report.

  • Report by physician of abuse or neglect RIGL 40-11-16
    (1) When any physician has cause to suspect that a child, brought in for examination, has been abused, neglected or if a child under the age of twelve (12)years is suffering from any sexually transmitted disease, the physician should report the incident to the Department. (2) An immediate oral report should be made to both the Department and law enforcement agency, followed by a written report to explain the extent and nature of the abuse or neglect the child has suffered. (3) When the department receives the report from the physician, about the child being physically abused, they should investigate the oral report. If the investigation does provide evidence of sexual or physical abuse the department should have the child examined by a licensed physician. Any child protective investigator should, with or without the parent(s) or guardian(s) consent to have the child removed from a place where the child may be to secure the examination required by this subsection. After the examination is completed it is mandatory for the physician to make a written report of his findings to the Department.

  • Penalty for failure to report or perform required act 40-11-6.1
    Any person, official, physician or institution is required to report known or suspected child abuse, neglect or to perform any other act who knowingly fails to do so or who knowingly prevents any person acting reasonably from doing so shall be guilty of a misdemeanor and conviction and shall be subject to a maximum of five hundred dollars ($500) or imprisonment for at least one (1) year or both. In addition these parties who knowingly fails to perform any act required or who knowingly prevents another person from performing a required act shall be civilly liable for the damages proximately caused by such failure.


Appendix G

Model Policy Recommendations on Confidential Health Services for Adolescents

WHEREAS adolescents experiment in behaviors that threaten their current and future health; and
WHEREAS the timely seeking of necessary medical services is critical to the health of adolescents; and
WHEREAS both providers and adolescents have identified a lack of confidentiality as a major barrier to care which leads many adolescents to delay or avoid medical visits or withhold relevant information form the health provider; and
WHEREAS confidential health services have long been considered a cornerstone of the relationship between patients and physicians as well as other health providers; and
WHEREAS adolescents should receive confidential care consistent with their developmental and physical needs; therefore be it resolved that:

1. Health professionals have an ethical obligation to provide the best possible care and counseling to respond to the needs of their adolescent patients.

2. Providers should allow emancipated and/or mature minors to give informed consent for medical, psychiatric, and surgical care without parental consent and notification.

3. Providers should make every reasonable effort to encourage the adolescent to involve parents, whose support can, in many circumstances, increase the potential for dealing with the adolescent's problem on a continuing basis. When, in the opinion of the provider, parental involvement would not be beneficial, parental consent or notification should not be a barrier to care.

4. Providers should discuss their policies about confidentiality with parents and the adolescent patient, as well as conditions under which confidentiality would be abrogated (e.g. life threatening emergency). As decision-making responsibility begins to shift between parents and adolescents the provider should make it clear to parents and adolescents that adolescents have an opportunity for examination and counseling apart from parents. The same confidentiality will be preserved between the adolescent patient and the physician as between the parent (or responsible adult) and the physician.

5. Parents should be encouraged to work out means to facilitate communication regarding appointments, payment, or other matters consistent with the understanding reached about confidentiality, and parental support in this transitional period when the adolescent is moving toward self-responsibility for health care.

6. Training programs and continuing education programs in the health professions should inform their students or parents about issues surrounding minors' consent and confidential care, including relevant law, and implementation into practice.

7. Health care payers should be urged to develop a method of listing services which preserves confidentiality for adolescents.

8. Providers, parents, and adolescents need to be aware of the nature and effect of laws and regulations in their jurisdiction that introduce further constraints on the provider-patient relationship.

Some of these laws and regulations are unduly restrictive and in need of revision as a matter of public policy. Ultimately, the health risks to the adolescent are so impelling that legal barriers and deference to parental involvement should not stand in the way of needed care. Gans, Janet E., Editor, Policy Compendium on Confidential Health Services for Adolescents, American Medical Association, January, 1993

Appendix H

The following are specific recommendations from SBHC space planners on how to make a clinic function effectively. This information is from the Robert Wood Johnson Foundation Publication: The Answer is at School: Bringing Health Care to Our Students.

Laboratory

Environment:

Equipment:

Visually private
space

Refrigerator for specimen
storage

Adequate counter space for equipment

Sample-taking chair

Electrical outlets
1 outlet for every 18 inches

Waste receptacle with lid

of counter space, not over sink

Infectious waste receptacles

Cabinet/area to stock daily supplies

   

Exam Room

Environment:

Equipment:

Minimum space 8' X 9'

Exam table and stool

Exam table should be
accessible from 4 sides

Foot stool

Private and soundproof

Waste receptacle with lid

Door limits view into exam area

Gooseneck lamp

Cabinet/are to stock daily supplies

Patient Waiting Area

Environment:

Equipment:

Chairs that can be
arranged in various ways

Patient education
display unit

Clock

   

Receptionist/Records Storage Area

Environment:

Equipment:

Desk/work counter and chairs

Photocopier

Telephone

Adding machines

Answering machine

Adequate number of electrical
outlets

Locked medical records storage files

School Health On-Line Software

Fax

Computer with printer


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